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Associate - Risk and Regulatory Execution Investment Banking - Atlanta

Associate - Risk and Regulatory Execution Investment Banking - Atlanta

Associate - Risk and Regulatory Execution Investment Banking - Atlanta

Truist Financial
Atlanta, GA 30309

Job details

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Regular or Temporary:


Language Fluency: English (Required)

Work Shift:

1st shift (United States of America)

Please review the following job description:

The team documents and performs both overarching CIB risk management and group specific risk processes for most CIB business lines. Drives critical internal discussions with the CIB Risk Officers, CIB Leadership and the firm, such as the CIB Executive Team, CIB Head of Compliance, CIB Head of Operational Risk and CIB Audit. The team manages (or is primary contact for) regulatory exams, audits, risk and control self-assessments and any subsequent issue remediation to closure. The team also aids in the development and documentation of risk playbooks and procedures for the sub lines of business to help drive development and execution of risk management. Engages, as the business lead, for CIG/Enterprise system implementations impacting CIB risk infrastructure and plays an advisory role with the functional and risk leadership teams to ensure integration points are captured appropriately and effectively. Other responsibilities include partner with functional teams to ensure CIB risk issues are successfully resolved, manage prioritization process for determination of technology projects, manage system entitlements/access vendor relationships, process efficiency identification, and monitor third party vendor risk status. Perform delegated responsibilities such as business continuity, records management, access management (system and physical), onboarding and invoice approvals. Manage/Perform certain risk training when appropriate.

1. Understanding the CIB businesses and product lines, including the key processes, risks and controls associated with them
2. Maintaining a knowledge of the organization, operations, policies and procedures (including applicable laws and regulations) that CIB operates
3. Proactively supporting management on the establishment of internal controls, monitoring techniques and supervisory oversight by championing a strong risk culture
4. Advocating incorporation of risk management in the implementation and changes of systems and processes
5. Assist in the preparation and maintenance of best practices playbooks and procedures for each LOB, while ensuring adherence to enterprise and compliance documentation standards
6. Perform quality assurance activities, and work to enhance internal control environment across CIB
7. Assist with preparing documents for ongoing regulatory exams, walk-throughs and audits including consolidated reporting for executive level review
8. Assist in the identification of root-cause, document and escalate issues for episodic and recurring symptomatic events
9. Engage other risk partners in the development of action-plans and preventative solutions, and assist in the execution of remediation efforts
10. Work with CIB Business Unit Risk Management (BURM) and CIB Compliance to develop and report group level Key Risk Indicators (KRIs) and Key Performance Indicators (KPIs)
11. Support the deployment and monitoring of compliance and risk training across CIB
12. Execute CIB Risk Operation activities including Deal Team Administration, Information Access Management, Physical Access Management, Business Continuity, Business Impact Analysis and
13. Disaster Recovery plan reviews, and other recurring activities associated with maintenance of the firm's risk infrastructure
14. Maintain the administrative infrastructure for CIB including organizational charts, committee charters, and ensure the ease of access to risk and training materials including maintenance of the CIB knowledge share intranet site

1. Bachelor's degree in accounting, finance, business or related field or equivalent education and related experience
2. 3 years of banking including capital markets, auditing or other relevant experience related to area of responsibility
3. Ability to work independently and with a team
4. Understanding of risk management and process concepts
5. Demonstrates a broad understanding of investment banking, capital markets, risk management and/or assurance
6. Creative and innovative Inquisitive and willingness to learn
7. Excellent decision-making and analytic skills
8. Excellent interpersonal, communication and presentation skills
9. Proficient with Microsoft office suite

Truist supports a diverse workforce and is an Equal Opportunity Employer who does not discriminate against individuals on the basis of race, gender, color, religion, national origin, age, sexual orientation, gender identity, disability, veteran status or other classification protected by law. Drug Free Workplace.

Thank you for your interest in Truist! BB&T and SunTrust have come together in a transformational merger of equals to create Truist, the premier financial organization in the country. You may notice references to our legacy company names, BB&T and SunTrust, in places throughout this site. All such references should be understood to refer to Truist moving forward while we continue to transition to the Truist name.

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• Mobile: NA

• Location: 33.795567:-84.387215

• Post ID: 21567350

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